SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended September 30, 2021. The document was signed by Lisa A. Shipos, AVP & TFA Operations Manager, on October 22, 2021.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $547,037,000 (reported as 547,037 in thousands).
- Total Number of Holdings: 441 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2021) to determine material changes in portfolio composition or value. It is not an amendment or restatement.
Guidance, Outlook, and Risks
This form does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a statutory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total reported value of $547.0 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus total corporate assets.
- Confirm the list of 441 specific holdings to assess concentration risk and sector exposure, as the summary text does not list individual securities.
- Note that this filing represents the holdings of the investment manager, not necessarily the entire balance sheet of Tompkins Financial Corp if it operates other non-reportable business lines.