SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the quarter ended June 30, 2020, and was signed on July 29, 2020, by Lisa A. Shipos, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $476,019,000 (reported in thousands).
- Total Number of Holdings: 440 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (March 31, 2020) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $476 million against the company's 10-Q or 10-K filings for the same period to understand asset allocation.
- Confirm the specific 440 equity positions listed in the full schedule (not included in this summary text) to assess sector concentration.
- Note that this filing reflects holdings as of June 30, 2020, and does not reflect subsequent trading activity.