SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2019, and was signed on April 17, 2019, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are reported:
- Total Portfolio Value: $487,600,000 (reported as 487,600 in thousands).
- Total Number of Holdings: 499 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting managed equity positions.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2018) to calculate material changes in portfolio value or composition. The report is not marked as an amendment or restatement.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, outlook, or commentary on future performance. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported value of $487.6 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific equity positions within the 499 reported entries to assess concentration risk or sector exposure.
- Note that this filing reflects holdings as of March 31, 2019, and does not reflect subsequent trading activity.