SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2019, and was signed on July 16, 2019, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $497,300,000 (reported as 497,300 in thousands).
- Total Number of Holdings: 420 entries.
- Other Included Managers: 0.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2019) or detail specific material changes in holdings, as the provided content is limited to the cover page and summary totals.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. It is a statutory disclosure of equity securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $497.3 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the total number of holdings (420) to assess portfolio diversification.
- Note that this document does not disclose the specific names of the securities held; the detailed schedule is not included in the provided text.
- Ensure the filing date (July 16, 2019) aligns with the regulatory deadline for the Q2 2019 reporting period.