SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the quarter ended September 30, 2018, and was signed on October 17, 2018, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the investment portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $487,600,000 (reported as 487,600 in thousands).
- Total Number of Holdings: 499 entries.
- Other Included Managers: 0.
Note: The filing text does not provide clear values for revenue, profit, margins, debt, or liquidity of Tompkins Financial Corp itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2018) or detail specific material changes in holdings. It is a standard quarterly snapshot of the portfolio as of the reporting date.
Guidance, Outlook, and Risks
This form does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It is a regulatory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of $487.6 million against the company's 10-Q or 10-K filings to understand the scale of their investment activities relative to their core banking operations.
- Confirm the list of 499 holdings to assess concentration risk or sector exposure, as the specific tickers are not listed in the summary text provided.
- Note that this filing represents the holdings of the investment manager, not the operating assets of the bank holding company.