SEC Filing Summary: TOMPKINS FINANCIAL CORP (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by TOMPKINS FINANCIAL CORP, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2018, and was signed on July 18, 2018, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow). The following portfolio metrics are reported:
- Total Portfolio Value: $464,002,000 (reported as 464,002 in thousands).
- Total Number of Holdings: 498 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is designed to report investment positions held by the manager.
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2018) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, outlook, or commentary on future performance. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $464.0 million against the company's 10-Q or 10-K filings for the same period to understand asset allocation.
- Review the specific list of 498 holdings (not included in this summary text) to assess concentration risk and sector exposure.
- Confirm that the 498 entries represent the complete portfolio, as the report indicates no other managers are included.
- Check subsequent filings (e.g., for September 30, 2018) to track turnover and changes in investment strategy.