SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Tompkins Financial Corp
Reporting Period: Quarter ended December 31, 2017
Filing Date: January 24, 2018
Context: This is a Form 13F Holdings Report filed by an institutional investment manager to disclose equity securities held at the end of the reporting period. The report covers 457 individual holdings entries.
Key Financial Metrics
Total Portfolio Value: $436,312,000 (reported as 436,312 in thousands)
Number of Holdings: 457
Other Included Managers: 0 (None)
Revenue, Profit, Cash Flow, Debt, Liquidity: The filing text does not provide a clear value for these operational metrics. Form 13F reports disclose investment holdings, not the operating financial statements of the reporting manager.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. This form reports the snapshot of holdings at period-end but does not include comparative analysis or change tables within the provided text.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management commentary, future guidance, or outlook.
Risks and Contingencies: The filing text does not provide a clear value for specific risk factors or contingencies. The standard disclaimer notes that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $436.3 million against the specific holdings listed in the full schedule (not included in this summary text).
- Confirm the identity of the 457 individual securities held to assess concentration risk.
- Note that this filing reflects holdings as of December 31, 2017, and does not reflect subsequent trading activity.
- Recognize that this document does not contain Tompkins Financial Corp's own operating results (revenue, earnings, etc.), only its investment portfolio.