SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2017, and was signed on April 14, 2017, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F-HR, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the manager's portfolio:
- Total Portfolio Value: $316,451,000 (reported as 316,451 in thousands).
- Total Number of Holdings: 575 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide specific values for revenue, profit, margins, or liquidity for Tompkins Financial Corp itself, as this form is designed to report investment positions held by the manager.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2016) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's business operations. It strictly lists securities held.
Key Facts for Investor Verification
- Verify the total reported value of $316.45 million against the sum of individual holdings in the full schedule (not provided in this summary text).
- Confirm the count of 575 holdings to assess portfolio diversification.
- Note that this report reflects the investment portfolio managed by Tompkins Financial Corp, not the bank's own balance sheet or income statement.
- Check for any subsequent amendments, as this is the initial report for the quarter.