SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Tompkins Financial Corp
Reporting Period: Quarter ended June 30, 2017
Filing Date: July 11, 2017
Form Type: 13F Holdings Report (Institutional Investment Manager)
This filing discloses the equity securities held by Tompkins Financial Corp as an institutional investment manager. It does not represent the operating results of the bank holding company itself.
Key Financial Metrics
Total Portfolio Value: $397,352,000 (reported in thousands)
Total Number of Holdings: 443 entries
Other Included Managers: 0
Note: As a Form 13F-HR, this document reports investment holdings. It does not contain data on revenue, profit, cash flow, operating margins, debt, or liquidity for Tompkins Financial Corp's banking operations.
Material Changes
The filing text provided does not contain comparative data for the prior period. Therefore, material changes in holdings or portfolio value versus the previous quarter cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing.
Guidance/Outlook: Not applicable for a holdings report.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $397.4 million against the company's 10-Q or 10-K for the same period to understand the proportion of assets managed externally.
- Review the detailed Schedule 13F (not included in this summary text) to identify specific top holdings and concentration risks.
- Confirm if the 443 entries represent distinct securities or include multiple classes of the same issuer.
- Check subsequent filings to track changes in the portfolio composition.