SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2016, and was signed on April 20, 2016, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $316,451,000 (reported in thousands).
- Total Number of Holdings: 575 entries.
- Other Included Managers: 0 (No other managers included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit, margins, debt, or liquidity, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2015) to determine material changes in holdings or portfolio value. This document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings do not contain management guidance, outlook, commentary, or risk factors regarding the reporting manager's business operations. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $316.5 million against the firm's total assets under management (AUM) to understand the scope of reported holdings.
- Confirm that the 575 holdings represent the complete equity portfolio, as the report indicates no other managers are included.
- Note that this filing does not disclose the firm's own financial health (e.g., capital adequacy, loan portfolio performance) which would be found in a 10-Q or 10-K filing.
- Check subsequent filings to track changes in the 575 holdings reported for the quarter ended March 31, 2016.