SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2015, and was signed on January 15, 2016. The filing represents a complete holdings report for the manager, with no other included managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are reported:
- Total Portfolio Value: $313,962,000 (reported in thousands).
- Total Number of Holdings: 629 entries.
- Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity data for Tompkins Financial Corp itself.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2015) to determine material changes in holdings or portfolio value. It is a standalone snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of long-term equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's future performance. No unusual items were disclosed in the text provided.
Investor Verification Checklist
- Verify the total portfolio value of $313.96 million against the company's 10-Q or 10-K filings for the same period to understand the proportion of assets managed versus total corporate assets.
- Review the specific 629 holdings listed in the full schedule (not included in this summary text) to assess sector concentration and top positions.
- Confirm that the 629 entries represent the complete portfolio, as the filing indicates "NONE" for other included managers.
- Note that this document does not reflect the bank's lending portfolio, deposit base, or regulatory capital ratios.