SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended March 31, 2015, and was signed on April 13, 2015, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $399,350,000 (reported as 399,350 in thousands).
- Total Number of Holdings: 655 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Tompkins Financial Corp itself, as this form is designed to disclose investment positions held by the manager.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2014) or detail specific material changes in holdings, as the summary page only lists aggregate totals for the current quarter.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's operations. It strictly lists securities held.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $399.35 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 655 reported entries to understand sector exposure.
- Note that this report reflects holdings as of March 31, 2015, and does not reflect subsequent trading activity.