SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended September 30, 2015, and was signed on October 16, 2015, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the investment portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $309,361,000 (reported as 309,361 in thousands).
- Total Number of Holdings: 625 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior quarter (June 30, 2015) to determine material changes in portfolio value or composition. It is a standalone report for the period ended September 30, 2015.
Guidance, Outlook, and Risks
This document contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies regarding the company's operations or future outlook. It is a regulatory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total reported value of $309.36 million against the sum of individual holdings in the full schedule (not provided in this summary text).
- Confirm that the 625 holdings represent the complete portfolio for this manager, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this filing reflects investment activity, not the operational performance of Tompkins Financial Corp itself.