SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2015, and was signed on July 14, 2015, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $367,957,000 (reported in thousands).
- Total Number of Holdings: 637 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide a comparative analysis of holdings versus the prior period (March 31, 2015). It only lists the total count and value of holdings as of the reporting date. Specific additions, deletions, or changes in position sizes are not detailed in the provided summary text.
Guidance, Outlook, and Risks
This document contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies regarding the company's operations or future outlook. It is a statutory disclosure of current equity positions.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $368 million against the company's 10-Q or 10-K filings for the same period to understand asset allocation.
- Confirm the specific list of 637 holdings, as the summary text does not list individual securities.
- Note that this filing reflects the portfolio as of June 30, 2015, and does not reflect subsequent trading activity.