SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended June 30, 2013, and was signed on July 19, 2013, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics reflect the portfolio managed by Tompkins Financial Corp:
- Total Portfolio Value: $330,621,000 (reported as 330,621 in thousands).
- Total Number of Holdings: 593 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2013) to determine material changes in holdings or portfolio value. The document is a standalone snapshot of holdings as of June 30, 2013.
Guidance, Outlook, and Risks
Form 13F filings do not contain management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $330.6 million against the specific list of 593 holdings to assess concentration risk.
- Confirm that the report represents 100% of the manager's holdings (indicated by the "13F HOLDINGS REPORT" selection and "NONE" for other included managers).
- Note that this document does not reflect the financial health of Tompkins Financial Corp itself, but rather the assets it manages for clients.