SEC Filing Summary: UBS Group AG (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by UBS Group AG, an institutional investment manager based in Zurich, Switzerland. The report covers the calendar quarter ended June 30, 2022. The filing was signed on August 1, 2022, by Rollins Lee Simmons, an Authorized Signatory.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The following metrics relate to the assets under management reported in this specific filing:
- Total Value of Reported Holdings: $243,526,706,000 (243.5 billion USD).
- Total Number of Holdings Entries: 19,057.
- Scope: This is a Combination Report, meaning it includes holdings reported by UBS Group AG and 12 other included managers.
Note: The filing text does not provide values for UBS Group AG's own revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes and Structure
This report aggregates data from multiple entities under the UBS umbrella. In addition to the primary filer, the report includes holdings from 12 other institutional investment managers, including:
- UBS Asset Management (Americas) Inc.
- UBS O'Connor LLC
- UBS Financial Services Inc.
- UBS Securities Japan Co., Ltd.
- UBS Europe SE
- UBS Bank (Canada)
The filing does not provide comparative data for the prior quarter to determine material changes in holdings value or count.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of long-term equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the company's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Asset Scale: Verify the total reported value of approximately $243.5 billion against UBS's broader quarterly earnings reports to understand the proportion of assets managed versus total assets under management.
- Reporting Scope: Confirm that the 19,057 entries represent a combination of holdings from 13 distinct managers, not just the parent company.
- Limitations: Acknowledge that this document does not disclose short positions, derivatives, or non-equity assets, nor does it reflect UBS's own profitability or balance sheet health.
- Timeliness: The report was filed on August 1, 2022, adhering to the standard 45-day deadline following the June 30 quarter-end.