SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2019, and was signed by Murray Forbes III (CFO) on February 14, 2020. The report includes holdings for the primary manager and four other included managers: Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust, and Westwood Advisors, L.L.C.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $9,362,244,000 (reported in thousands).
- Total Number of Holdings: 525 entries.
- Number of Included Managers: 4 additional managers reported alongside the primary filer.
Note: This filing does not provide data on the manager's revenue, profit, cash flow, operating margins, debt, or liquidity.
Material Changes
The filing text provided does not contain comparative data for the prior period (September 30, 2019) or a schedule of purchases and sales. Therefore, material changes in holdings or portfolio value versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or disclosures of contingencies. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $9.36 billion against the manager's latest 10-K or 10-Q for context on asset growth.
- Confirm the specific equity positions within the 525 reported holdings to assess sector concentration.
- Review the filings of the four included managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust, Westwood Advisors, L.L.C.) to ensure no duplicate reporting or conflicting data.
- Check subsequent 13F filings to analyze turnover and trading activity following the December 31, 2019 period.