SEC Filing Summary: Westwood Holdings Group Inc
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc
Reporting Period: Quarter ended March 31, 2018
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc as a registered investment manager. It details the issuer, class of security, CUSIP, value, and voting authority for each holding.
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F is a disclosure of holdings and does not contain the filer's financial statements, income, or balance sheet data.
Portfolio Composition: The portfolio consists of a diversified list of equity securities, including common stocks, preferred stocks, and exchange-traded funds (ETFs). Holdings span various sectors including Financials, Energy, Technology, Healthcare, and Real Estate.
Material Changes and Portfolio Highlights
As this is a snapshot of holdings at a specific date, material changes versus a prior period cannot be calculated from this document alone. However, the following observations characterize the portfolio structure:
- Top Holdings by Value: Significant positions include Bank of America Corp ($9.87M), AT&T Inc ($4.97M), Booz Allen Hamilton Holding Corp ($5.28M), Comcast Corp ($5.64M), and Enterprise Products Partners L P ($4.53M).
- Voting Authority: The manager exercises "Sole" discretion for the majority of holdings. "Shared" discretion is noted for specific positions such as Abbott Labs, Accenture Plc, and Alphabet Inc.
- Derivatives: The table includes columns for Put/Call options, but the provided text indicates "SH" (Shares) for the principal amount type for all listed items, with no explicit call or put option values populated in the "PRN AMT" column for derivatives.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management commentary, future guidance, or strategic outlook. Form 13F is a regulatory disclosure of past holdings, not a forward-looking report.
Risks and Contingencies: No specific risks or contingencies are detailed in this filing. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "VALUE" column, as the filing does not provide a total portfolio value summary.
- Confirm the specific voting authority (Sole vs. Shared) for large-cap positions like Bank of America and AT&T to understand the manager's influence.
- Review the "Other" column for any non-standard securities or complex instruments that may not be immediately apparent from the issuer name.
- Cross-reference the CUSIP numbers with the issuer names to ensure accurate identification of specific share classes (e.g., Class A vs. Class C).
- Note that this filing reflects holdings as of March 31, 2018, and does not reflect subsequent trading activity.