Business Context and Reporting Period
This filing is a Form 13F-HR submitted by WESTWOOD HOLDINGS GROUP INC, an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended June 30, 2016, and was signed by Tiffany B. Kice (CFO) on August 15, 2016. The report includes holdings for the filing manager and three other included managers: Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, revenue, profit, cash flow, margins, and debt metrics for Westwood Holdings Group Inc. are not provided in this text.
- Total Value of Reported Holdings: $11,265,436,000 (reported in thousands).
- Total Number of Holdings Entries: 407.
- Number of Other Included Managers: 3.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2016) or detail specific material changes in holdings, turnover, or asset allocation. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or specific risk factors regarding the manager's future performance. The text includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $11.27 billion against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Confirm the specific equity positions within the 407 reported entries to assess sector concentration.
- Review the filings of the three included managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust) to ensure no double-counting of assets if analyzing the broader group.
- Note that this filing does not disclose non-equity assets (e.g., fixed income, cash, derivatives) or liabilities.