SEC Filing Summary: Westwood Holdings Group Inc
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc
Reporting Period: Quarter ended March 31, 2017
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc as of the end of the reporting period. It details the number of shares, value, and voting authority for a diversified portfolio of common stocks, preferred stocks, and exchange-traded funds (ETFs).
Key Financial Metrics
Note: As a Form 13F, this filing reports portfolio holdings rather than the company's own operating financials (revenue, profit, cash flow). The following metrics reflect the reported investment portfolio.
- Total Portfolio Value: The filing lists individual holdings with values in thousands of dollars. The aggregate value is not explicitly summed in the text, but the portfolio includes significant positions in major corporations.
- Top Holdings by Value (Selected):
- Booz Allen Hamilton Holding Corp: $5,277,447
- Comcast Corp: $5,512,797
- Enterprise Products Partners LP: $6,173,376
- Bank of America Corp: $11,530,535
- Oracle Corp: $4,332,578
- Wells Fargo & Co: $3,544,459
- Asset Classes: The portfolio consists primarily of Common Stock (COM), with smaller allocations to Preferred Stock (PFD), Limited Partnership Units (UNIT), and ETFs.
- Voting Authority: The manager exercises Sole, Shared, or None voting authority depending on the specific security. Many large positions (e.g., Bank of America, Oracle) are marked with "Shared" or "Sole" authority.
Material Changes vs. Prior Period
The provided text contains only the snapshot of holdings as of March 31, 2017. It does not include the prior quarter's data or a comparative table. Therefore, material changes in position size, new acquisitions, or divestitures relative to the prior period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: None. Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, or strategic outlooks.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the company's operations are disclosed in this form.
Unusual Items: The portfolio includes a mix of domestic and international equities (e.g., Accenture Plc Ireland, Enel Chile Sa, Fomento Economico Mexicano Sab) and various sector-specific ETFs (e.g., iShares India 50, iShares MSCI Taiwan).
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, as the total is not explicitly stated in the text.
- Confirm the specific voting authority (Sole, Shared, None) for the largest positions to understand the company's influence on those issuers.
- Compare these holdings against the previous quarter's 13F filing to identify significant trades (buys/sells) that are not visible in this static snapshot.
- Review the "Other" column for any non-standard investment types or derivatives not immediately obvious from the "Title of Class" description.
- Check for any footnotes (indicated by numbers in the "Voting Authority" column, e.g., "2,4") that may explain specific restrictions or conditions on the holdings.