SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc.
Reporting Period: Quarter ended September 30, 2014
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc. as a registered investment manager. The document lists individual holdings, share counts, and voting authority but does not contain the company's own financial performance metrics (revenue, profit, cash flow).
Key Financial Metrics and Portfolio Composition
Portfolio Overview: The filing details a diversified portfolio of equity securities. Specific aggregate portfolio value is not explicitly stated in the text, but individual position values are provided in thousands of dollars.
- Top Holdings by Value (Selected):
- Bank of America Corp: $8,312,614 (8,312,614 shares)
- General Electric Co: $3,787,590 (3,787,590 shares)
- On Semiconductor Corp: $6,864,463 (6,864,463 shares)
- Comcast Corp: $3,317,463 (3,317,463 shares)
- General Mills Inc: $3,338,319 (3,338,319 shares)
- Investment Authority: The manager reports "Sole" voting authority for the majority of positions. Some positions (e.g., AT&T, Capital One, Exxon Mobil) report "Shared" or "None" voting authority, often associated with derivative positions or specific fund structures.
- Derivatives: Several holdings include Put/Call options or other derivatives (e.g., Abbott Labs, Accenture, Apple), indicated by non-zero values in the "Put/Call" columns.
Material Changes
Comparison to Prior Period: The provided text contains only the snapshot of holdings as of September 30, 2014. It does not include the prior quarter's data (June 30, 2014) within this specific document. Therefore, material changes in share counts or position additions/deletions cannot be calculated from this source alone.
Guidance, Outlook, and Risks
Management Commentary: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management discussion, financial guidance, or outlook statements.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies regarding Westwood Holdings Group Inc. are disclosed in this table.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, noting that the text lists values in thousands.
- Confirm the distinction between "Sole," "Shared," and "None" voting authority to understand the manager's control over specific positions.
- Review the "Put/Call" columns to identify hedging strategies or synthetic positions that may not be reflected in the "Shares" column alone.
- Cross-reference this filing with the prior quarter's 13F to identify net buying or selling activity.
- Note that this filing reflects the portfolio of the investment manager, not the operating financial results of Westwood Holdings Group Inc. itself.