SEC Filing Summary: Westwood Holdings Group Inc.
Business Context and Reporting Period
Filing Type: Form 13F Information Table
Company: Westwood Holdings Group Inc.
Reporting Period: Quarter ended September 30, 2013
Context: This filing discloses the equity securities held by Westwood Holdings Group Inc. as a registered investment manager. The document lists individual holdings, share counts, and voting authority but does not contain the company's own operational financial statements (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Revenue, Profit, Cash Flow, Margins, Debt, Liquidity: The filing text does not provide a clear value for these metrics. Form 13F filings are designed to report portfolio holdings, not the issuer's internal financial performance.
Portfolio Overview: The filing lists a diversified portfolio of equity securities. While a total aggregate market value is not explicitly stated in the header, the table details individual positions with values in thousands of dollars. Notable large positions include:
- Bank of America Corp: 121,949 shares, Value: $8,836,934
- Wells Fargo & Co: 171,116 shares, Value: $4,141,232
- Hartford Finl Svcs Group: 154,896 shares, Value: $4,977,382
- AT&T Inc: 154,177 shares, Value: $4,558,775
- Hologic Inc: 86,871 shares, Value: $4,206,826
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F tables list current holdings at the end of the quarter but do not explicitly state the net change in position size or value compared to the previous quarter within the text provided.
Guidance, Outlook, and Risks
Guidance and Outlook: The filing text does not provide a clear value for management commentary, guidance, or future outlook. This form is a regulatory disclosure of holdings and does not include narrative sections for forward-looking statements.
Risks and Contingencies: No specific risks or contingencies are detailed in this filing. The standard disclaimer notes that the SEC has not reviewed the information for accuracy.
Unusual Items: The portfolio includes a mix of common stocks, preferred stocks, and limited partnership units. Some positions show "Shared" voting authority, indicating the manager does not have sole discretion over all shares held.
Investor Verification Checklist
- Verify the total aggregate market value of the portfolio by summing the "Value" column, as the total is not explicitly stated in the header.
- Compare the share counts in this filing against the prior quarter's 13F to calculate net buying or selling activity.
- Review the "Voting Authority" columns to understand the extent of Westwood's control over the reported positions (Sole vs. Shared vs. None).
- Confirm the CUSIP numbers for specific holdings to ensure accurate identification of securities, particularly for complex instruments like preferred shares or partnership units.
- Check for any "Other" investment types listed in Column 6 to identify non-standard equity positions.