Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Carlyle Group Inc. for the reporting period ended June 30, 2023. The report discloses equity holdings managed by Carlyle Group Inc. and three other included managers: Abingworth LLP, Carlyle Investment Management LLC, and CIM Global, L.L.C. The filing was signed on August 4, 2023, by Jeffrey W. Ferguson, General Counsel.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Carlyle Group Inc. itself. Key metrics disclosed in this filing include:
- Total Value of Reported Holdings: $2,807,308,291
- Total Number of Holdings Entries: 27
- Number of Other Included Managers: 3
The filing does not provide data on Carlyle Group Inc.'s corporate revenue, profit margins, debt levels, or liquidity.
Material Changes and Context
The filing includes explanatory notes regarding structural changes within the organization:
- Abingworth Acquisition: On August 1, 2022, Carlyle Group Inc. completed the acquisition of the Abingworth group. Consequently, Abingworth LLP is now a relying advisor of Carlyle Investment Management L.L.C., and Abingworth Management Inc. is de-registering as an investment adviser with the SEC.
- AlpInvest Partners B.V.: Identified as an indirectly wholly owned investment adviser. Carlyle Group Inc. does not participate in the investment decision-making of AlpInvest Partners B.V.
The filing text does not provide a comparative analysis of holdings value versus the prior quarter.
Guidance, Outlook, and Risks
This filing is a statutory disclosure of holdings and does not contain management commentary, financial guidance, outlook, or specific risk factors related to Carlyle Group Inc.'s operations. The standard SEC disclaimer notes that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total reported value of $2.8 billion against the company's latest 10-Q or 10-K for context on total assets under management.
- Confirm the status of Abingworth LLP as a relying advisor following the 2022 acquisition.
- Note that this report covers only 27 specific equity holdings and does not represent the full scope of the firm's private equity or credit portfolios.
- Check the "List of Other Managers" to ensure all relevant sub-advisors (AlpInvest, Abingworth, CIM Global) are accounted for in the aggregate data.