SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Reporting Period: Quarter ended December 31, 2019.
Filing Date: February 10, 2020.
Document Type: Form 13F Holdings Report (13F-HR).
Context: This filing discloses the equity securities held by the institutional investment manager at the end of the reporting period. It does not contain the company's own operational financial statements (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate portfolio data rather than operational metrics. Specific values for revenue, profit, cash flow, margins, or debt are not applicable to this form type.
- Total Value of Reported Holdings: $631,875,000 (reported as 631,875 in thousands).
- Total Number of Holdings: 124 entries.
- Other Included Managers: 0.
Material Changes
The filing text does not provide a comparative table or narrative detailing changes in holdings versus the prior comparable period (September 30, 2019). Investors must compare the specific security list in this filing against the previous quarter's filing to determine material changes.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F is a regulatory disclosure of holdings and does not contain management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the manager's operations are disclosed in this document.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $631.9 million against the manager's total assets under management (AUM) to determine if this report covers all holdings.
- Confirm the specific 124 securities listed in the full schedule (not included in this summary text) to assess concentration risk.
- Note that this filing reflects positions as of December 31, 2019, and does not reflect subsequent trading activity.
- Check for any amendments filed after February 10, 2020, which might correct or update the reported holdings.