SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended September 30, 2013
Filing Date: October 16, 2013
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own operations (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Note: As a Form 13F filing, this document reports portfolio holdings rather than the financial performance of the management firm. Consequently, metrics such as revenue, profit, margins, debt, and liquidity for Hennessy Advisors Inc. are not provided in this text.
| Metric | Value |
|---|---|
| Total Value of Reported Holdings | $2,210,429,000 (2,210,429 thousands) |
| Total Number of Holdings Entries | 324 |
| Other Included Managers | 0 |
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2013) or detail specific material changes in holdings. It only presents the aggregate totals for the current reporting period.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $2.21 billion against the firm's public disclosures or other regulatory filings.
- Confirm the total number of distinct equity positions (324) to assess portfolio concentration or diversification.
- Note that this filing covers only the holdings of Hennessy Advisors Inc. and does not include any other included managers.
- Recognize that this document does not disclose the financial health, revenue, or debt levels of Hennessy Advisors Inc. itself.