Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Principal Financial Group Inc for the reporting period ended December 31, 2016. The report was signed on February 6, 2017, by Jill Hittner, Chief Financial Officer of Principal Global Investors, LLC. It serves as a 13F Combination Report, covering holdings for the primary manager and five other included institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (e.g., revenue, profit, or cash flow). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $78,835,782,000 (78,835,782 thousands)
- Total Number of Holdings Entries: 3,647
- Number of Other Included Managers: 5
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Principal Financial Group Inc itself.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2016) to determine material changes in holdings or total portfolio value. The document lists the current holdings snapshot but lacks the historical comparison required to analyze changes.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It strictly discloses the securities held by the reporting managers as of the period end.
Important Facts for Investor Verification
- Verify the total reported portfolio value of approximately $78.8 billion against the company's total assets in its 10-K filing to understand the proportion of assets managed under this specific reporting structure.
- Note that this is a combination report; holdings are aggregated across Principal Financial Group Inc and five other entities (including Principal Global Investors, LLC and Principal Life Insurance Co).
- Confirm that the 3,647 entries represent the full scope of reportable equity securities for these managers, as 13F filings exclude non-equity assets like bonds, cash, and derivatives.