SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Wealthfront Inc.
Reporting Period: Quarter ended March 31, 2018.
Filing Date: May 7, 2018.
Location: Redwood City, CA.
Signatory: Ashley Johnson, Chief Compliance Officer.
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain operational financial statements (e.g., revenue, profit) for Wealthfront Inc. itself, but rather a schedule of its investment portfolio.
Key Financial Metrics
Portfolio Value: $9,730,109,000 (Reported as 9,730,109 in thousands).
Total Holdings Count: 286 entries.
Other Included Managers: 0 (None).
Note: As a Form 13F filing, this document does not provide data on the company's revenue, profit, cash flow, operating margins, debt, or liquidity. It strictly reports the value and composition of managed investment holdings.
Material Changes
The filing text provided does not contain comparative data for the prior period (December 31, 2017) or a schedule of changes (purchases/sales) required to calculate material changes in holdings or portfolio value. The filing text does not provide a clear value for period-over-period changes.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on business strategy.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific business risks or contingencies are detailed in this document.
Investor Verification Checklist
- Verify the total portfolio value of approximately $9.73 billion against the company's total Assets Under Management (AUM) reported in other filings (e.g., 10-K or 10-Q) to understand the portion of AUM represented by this specific 13F report.
- Confirm the list of 286 holdings to assess concentration risk and sector exposure, as the specific tickers are not listed in the summary text provided.
- Check subsequent filings to determine if the portfolio value has grown or contracted since the March 31, 2018 quarter-end.
- Review the company's operational financials (revenue, profitability) in separate periodic reports, as they are absent from this 13F filing.