SEC Filing Summary: Equitable Holdings, Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Equitable Holdings, Inc., an institutional investment manager, for the quarter ended March 31, 2022. The report was signed on May 10, 2022, by Anthony Bruccoleri, Lead Director of Equitable Life Insurance Company. The filing covers the investment holdings managed by Equitable Holdings, Inc. and includes two other associated managers: Equitable Investment Management Group, LLC and Equitable Advisors, LLC.
Key Financial Metrics
As a Form 13F-HR, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Equitable Holdings, Inc. itself. The key metrics provided relate to the managed portfolio:
- Total Portfolio Value: $6,111,208,000 (reported as 6,111,208 in thousands).
- Total Number of Holdings: 950 entries.
- Number of Included Managers: 2 additional managers included in this consolidated report.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity of Equitable Holdings, Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., December 31, 2021) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This form is a regulatory disclosure of securities holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $6.11 billion against the company's latest 10-Q or 10-K for context on asset allocation.
- Confirm the specific breakdown of the 950 holdings to understand sector exposure and concentration risk.
- Review the filings of the two included managers (Equitable Investment Management Group, LLC and Equitable Advisors, LLC) to ensure no double-counting or conflicting data exists.
- Check subsequent filings (e.g., for the quarter ended June 30, 2022) to analyze turnover and trading activity.