SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2017. The report was signed on May 15, 2017, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and includes two other managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, the filing does not provide data on revenue, profit, cash flow, operating margins, debt, or liquidity for Hilltop Holdings Inc.
- Total Value of Reported Holdings: $332,339,000 (reported in thousands).
- Total Number of Holdings Entries: 463.
- Number of Other Included Managers: 2.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2016) or detail specific material changes in holdings, values, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or discussions of contingencies. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total portfolio value of $332.3 million against the company's most recent 10-Q or 10-K to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific equity positions within the 463 reported entries to assess concentration risk, as the summary does not list individual securities.
- Note that this report aggregates holdings for Hilltop Holdings Inc., PlainsCapital Corp, and PlainsCapital Bank; investors should verify if these entities are consolidated for other reporting purposes.
- Recognize that this filing does not disclose the company's own financial health (revenue, earnings, debt), which must be sourced from periodic reports (10-K/10-Q).