SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended September 30, 2015, and was signed on November 16, 2015. The filing includes holdings for Hilltop Holdings Inc. and two other included managers: PlainsCapital Corp and PlainsCapital Bank.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc.
- Total Value of Reported Holdings: $341,990,000 (reported in thousands).
- Total Number of Holdings Entries: 476.
- Number of Other Included Managers: 2.
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2015) to determine material changes in holdings or total portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's future performance. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $341.99 million against the manager's 10-Q or 10-K filings for the same period to assess asset growth.
- Confirm the specific equity positions within the 476 reported entries to understand sector concentration.
- Review the filings for the two included managers (PlainsCapital Corp and PlainsCapital Bank) to ensure the aggregate exposure is understood.
- Note that this document does not reflect the operating financial health of Hilltop Holdings Inc. itself.