SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended December 31, 2023
Filing Date: February 13, 2024
Signatory: H. Phillip Moore, Jr., CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain the company's own financial performance data (e.g., revenue, profit) but rather its investment portfolio.
Key Financial Metrics (Portfolio Data)
| Metric | Value |
|---|---|
| Total Number of Holdings | 213 |
| Total Value of Reported Securities | $371,488,215 |
| Number of Other Included Managers | 0 |
Note: This form does not report the company's internal revenue, profit, cash flow, debt, or liquidity metrics. It only reports the value of securities held for investment purposes.
Material Changes
The filing text provided does not contain comparative data for the prior period (September 30, 2023) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary text alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not include management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's own business operations. No such information is present in this document.
Key Facts for Investor Verification
- Portfolio Concentration: Verify the specific breakdown of the 213 holdings to assess sector concentration and top 10 positions, which are not detailed in the cover page summary.
- Turnover Activity: Compare this filing with the Q3 2023 13F filing to determine the volume of purchases and sales made during the fourth quarter.
- Asset Class: Confirm that the reported value ($371.5M) represents only equity securities subject to 13F reporting, excluding other assets like loans or derivatives held by the bank.
- Manager Scope: Note that no other managers are included in this report; the data reflects solely the decisions of NICOLET BANKSHARES INC.