SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N WASHINGTON ST, GREEN BAY, WI 54301
Reporting Period: Quarter ended March 31, 2022
Filing Date: May 10, 2022
Signatory: H. PHILLIP MOORE, JR., CFO
This filing is a Form 13F Holdings Report, which discloses the equity securities held by institutional investment managers. It does not contain the operating financial results of Nicolet Bankshares Inc. itself.
Key Financial Metrics
Portfolio Overview:
- Total Number of Holdings: 220 entries
- Total Value of Reported Securities: $464,735,000 (reported in thousands)
- Other Included Managers: 0
Operating Metrics: The filing text does not provide revenue, profit, cash flow, margins, debt, or liquidity metrics for Nicolet Bankshares Inc. as this form reports only external equity holdings.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2021) to determine material changes in holdings or portfolio value. This form is a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors regarding the portfolio or the bank's operations are detailed in this document.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $464.7 million against the bank's total assets in its 10-Q or 10-K filings to understand the proportion of assets allocated to external equity investments.
- Confirm the list of 220 specific holdings in the attached schedules (not included in the summary text) to assess concentration risk.
- Note that this filing reflects the investment portfolio managed by the bank, not the bank's core lending or deposit operations.
- Check the filing date (May 10, 2022) to ensure the data is current relative to the March 31, 2022 quarter-end.