Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Prudential Financial Inc for the quarter ended September 30, 2021. The report details the institutional investment manager's holdings in equity securities. The filing was signed by Richard Baker, Second Vice President, on November 15, 2021.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the company's operational financial performance (e.g., revenue, profit, or cash flow). The following portfolio metrics are disclosed:
- Total Portfolio Value: $71,647,928,000 (reported in thousands).
- Total Number of Holdings: 5,293 entries.
- Reporting Scope: This is a Combination Report, meaning a portion of holdings is reported here while other portions are reported by other managers.
Material Changes and Portfolio Structure
The filing does not provide comparative data against the prior period to determine material changes in holdings or value. However, it identifies that the report includes holdings managed by 7 other included managers in addition to Prudential Financial Inc. Specific other managers listed include:
- Jennison Associates LLC
- Russell Investments Group, Ltd.
- Prudential Trust Co
- PGIM, Inc.
- Prudential Gibraltar Financial Life Insurance Co., Ltd.
- Prudential Life Insurance Company, Ltd.
- Pruco Securities, LLC.
- PGIM Securities Investment Trust Enterprise
- PGIM Quantitative Solutions LLC
Guidance, Outlook, and Risks
The filing text does not provide management commentary, future guidance, outlook, or specific risk factors. It contains a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $71.6 billion against the company's broader 10-Q or 10-K filings for the same period.
- Confirm the specific breakdown of holdings between Prudential Financial Inc and the 7 other included managers to understand the scope of this specific report.
- Note that this document lists equity holdings only and does not reflect debt, derivatives, or cash positions.
- Check for subsequent amendments, as this report was filed on November 15, 2021.