Saratoga Investment Corp. 8-K Summary
Business Context and Reporting Period
This Form 8-K reports on the 2020 Annual Meeting of Stockholders held by Saratoga Investment Corp. on September 29, 2020. The record date for the meeting was July 31, 2020.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity metrics. This report focuses exclusively on corporate governance events.
Material Changes
The primary event reported is the election of directors. As of the record date, 11,217,545 shares were eligible to vote, with 6,293,837 shares voted in person or by proxy.
Guidance, Outlook, and Management Commentary
The filing contains no guidance, outlook, management commentary, risks, contingencies, or unusual items. It strictly details the voting results for the election of directors.
Investor Verification Checklist
- Verify the election results for Michael J. Grisius and G. Cabell Williams as directors.
- Confirm the term of office for the newly elected directors (until the 2023 Annual Meeting).
- Note the significant number of votes withheld for G. Cabell Williams (590,667) compared to Michael J. Grisius (188,940).
- Review the company's 10-K or 10-Q filings for financial performance data not included in this 8-K.
Director Election Results
| Director Nominee | Votes For | Votes Withheld | Broker Non-Votes |
|---|---|---|---|
| Michael J. Grisius | 6,104,897 | 188,940 | — |
| G. Cabell Williams | 5,703,170 | 590,667 | — |