SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and eight other included managers) for the quarter ended September 30, 2023. The report discloses the institutional investment manager's holdings in U.S. equity securities. The report was signed on November 1, 2023, by Eric Moss, SVP, DGC, Chief Compliance Officer.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $288,914,204,044
- Total Number of Holdings: 11,618
- Number of Included Managers: 8 (in addition to the primary filer)
Note: The filing text does not provide data on the Bank of Montreal's revenue, profit margins, debt, or liquidity, as these are not required in a 13F-HR.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2023) to calculate material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or specific risk factors regarding the Bank's operations. The standard disclaimer notes that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $288.9 billion against the Bank's quarterly earnings report (10-Q or equivalent) to understand the scale of assets under management versus total bank assets.
- Confirm the list of 8 included managers (e.g., BMO Asset Management Inc., BMO Capital Markets Corp.) to ensure all relevant entities are accounted for in the consolidated view.
- Review the detailed Schedule 13F (not included in this summary text) to analyze specific sector allocations and top individual holdings.
- Check for any amendments filed after November 1, 2023, as this report is not an amendment.