SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (and eight other included managers) for the quarter ended September 30, 2022. The report discloses the institutional investment manager's holdings in U.S. equity securities. The filing was signed on November 10, 2022, by Eric Moss, SVP, DGC, Chief Compliance Officer.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The key metrics disclosed relate to the reported investment portfolio:
- Total Value of Reported Holdings: $231,507,978,000 (approximately $231.5 billion).
- Total Number of Holdings Entries: 11,528.
- Number of Included Managers: 8 (in addition to the primary filer).
The filing does not provide data on the Bank's revenue, profit margins, debt levels, or liquidity positions.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2022) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the Bank's operations. It is a statutory disclosure of securities held.
Investor Verification Checklist
- Verify the total portfolio value of $231.5 billion against the Bank's total assets reported in its 10-K or 10-Q filings to understand the proportion of U.S. equity exposure.
- Review the specific Schedule 13F holdings (not included in this summary text) to identify top positions and concentration risks.
- Confirm the list of 8 included managers to ensure all relevant investment arms of the Bank are accounted for.
- Note that this filing reflects holdings as of September 30, 2022, and does not reflect subsequent market movements or trading activity.