SEC Form 13F Summary: Carlyle Group Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Carlyle Group Inc. for the reporting period ending June 30, 2014. The document discloses the investment manager's holdings of equity securities as required by the Securities and Exchange Commission. It does not contain the company's own financial performance data (revenue, profit, cash flow) but rather details its portfolio of external investments.
Key Financial Metrics and Portfolio Composition
The filing lists 26 distinct holdings across various sectors, including technology, energy, healthcare, and industrials. The total value of reported holdings is approximately $736.5 million based on the sum of the "Value" column (in thousands).
- Largest Holding by Value: Freescale Semiconductor Hldg (Value: $196,136,895; Shares: 4,609,217).
- Second Largest Holding: CommScope Hldg Co Inc (Combined Value: $101,216,970 across two entries).
- Third Largest Holding: Booz Allen Hamilton Hldg Cor (Value: $63,017,125).
- Voting Authority: The manager reported "Sole" voting authority for all listed positions.
- Investment Discretion: All positions are marked as "DFND" (Discretionary) or "OTR" (Other).
Material Changes and Portfolio Activity
As a quarterly snapshot, this filing does not provide comparative data against the prior period (March 31, 2014) within the text provided. Therefore, specific material changes in position size or new entries versus the prior quarter cannot be calculated from this document alone. The filing indicates the presence of multiple entries for the same issuer (e.g., CommScope Hldg Co Inc, Nielsen Holdings N V), suggesting either different classes of shares or separate accounts managed by the firm.
Guidance, Outlook, and Risks
Guidance and Outlook: This filing type does not contain management commentary, forward-looking guidance, or strategic outlook for Carlyle Group Inc. itself.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific contingencies or unusual items regarding the portfolio are disclosed in the text.
Key Facts for Investor Verification
- Verify the total portfolio value by summing the "Value" column, noting that figures are in thousands.
- Confirm the concentration risk, as the top three holdings (Freescale, CommScope, Booz Allen) represent a significant portion of the reported value.
- Check for duplicate CUSIPs (e.g., CommScope, Nielsen) to understand if these represent separate accounts or different share classes.
- Note that "DFND" indicates the manager had discretionary authority over these trades, while "OTR" for Freescale may indicate a different reporting category.
- Recognize that this document reflects holdings at a single point in time and does not reflect realized gains, losses, or cash flow.