SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Address: 401 Charmany Drive, PO Box 44961, Madison, WI 53744
Reporting Period: Quarter ended June 30, 2018
Filing Date: July 26, 2018
Signatory: Joan A. Burke, President, First Business Trust & Investments
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the financial performance of the manager itself but rather its investment portfolio.
Key Financial Metrics
The filing provides aggregate portfolio data rather than operational financial metrics (revenue, profit, cash flow) for the manager.
| Metric | Value |
|---|---|
| Total Number of Holdings | 88 |
| Total Value of Reported Securities | $558,256,000 |
| Number of Other Included Managers | 0 |
Note: Revenue, profit, margins, debt, and liquidity figures for First Business Financial Services, Inc. are not disclosed in this Form 13F filing.
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2018) or prior year period. Consequently, material changes in holdings value or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on future performance.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies regarding the portfolio are detailed in the summary text provided.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $558.3 million against the manager's total assets under management (AUM) to determine if this represents the full portfolio or a subset.
- Holdings Count: Confirm the 88 reported entries align with the manager's stated investment strategy and diversification goals.
- Reporting Scope: Note that "NONE" was listed for other included managers, indicating this report covers all holdings for this specific manager entity.
- Operational Data: Recognize that this document does not contain the manager's own financial health (revenue, debt, liquidity); those figures must be sought in 10-K or 10-Q filings.