SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: FIRST BUSINESS FINANCIAL SERVICES, INC.
Reporting Period: Quarter ended September 30, 2016.
Filing Date: November 2, 2016.
Report Type: 13F Holdings Report (Full holdings reported).
Location: Madison, WI.
Key Financial Metrics
Total Value of Reported Holdings: $408,947,000 (408,947 thousands).
Total Number of Holdings: 80 entries.
Other Included Managers: 0 (NONE).
Note: As a Form 13F-HR, this filing discloses equity holdings managed by the institution. It does not contain the company's own revenue, profit, cash flow, margins, debt, or liquidity metrics.
Material Changes
The filing text provided does not contain comparative data for the prior period (June 30, 2016) or a breakdown of purchases and sales. Therefore, material changes in portfolio composition versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's operations. It is a statutory disclosure of long-only equity positions.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $409 million against the manager's latest 10-Q or 10-K for context on asset size.
- Confirm the specific 80 equity positions listed in the full schedule (not included in this summary text) to understand sector concentration.
- Note that this report covers only long positions in equity securities and excludes derivatives, short positions, or fixed income holdings.
- Check for any subsequent amendments filed after November 2, 2016, which may update these holdings.