SEC Filing Summary: Fidelity D & D Bancorp Inc.
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Fidelity D & D Bancorp Inc. The reporting period covers holdings as of March 31, 2026. The document discloses the company's equity securities held for its own account, detailing the number of shares, value, and voting authority for each position.
Key Financial Metrics and Portfolio Composition
The filing provides a snapshot of the company's investment portfolio rather than its operational financial statements (revenue, profit, or cash flow). Key portfolio metrics include:
- Portfolio Composition: The holdings consist of a diversified mix of individual common stocks and Exchange Traded Funds (ETFs).
- Top Individual Equity Holdings (by Value):
- International Business Machines Corp: $9,669,422 (39,892 shares)
- Avantis Emerging Markets Value ETF: $10,876,173 (181,330 shares)
- Avantis International Small Cap Value ETF: $9,667,546 (96,811 shares)
- Avantis US Large Cap Value ETF: $17,452,307 (216,503 shares)
- GMO International Value ETF: $15,685,634 (432,946 shares)
- Invesco S&P 500 Pure Value ETF: $20,681,596 (192,584 shares)
- John Hancock Mortgage-Backed ETF: $8,893,355 (404,001 shares)
- SPDR Portfolio Developed World ex-US ETF: $20,687,621 (453,179 shares)
- Vanguard Dividend Appreciation ETF: $10,692,361 (49,718 shares)
- Self-Holding: The company holds 99,269 shares of its own stock (Fidelity D & D Bancorp Inc.) valued at $4,296,362.
- Voting Authority: The company exercises "Sole" voting authority for the majority of its significant positions, with some "Other" (OTR) authority noted for smaller tranches.
Material Changes
The filing text does not provide comparative data from the prior quarter (December 31, 2025). Therefore, material changes in holdings, value, or strategy versus the prior comparable period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Management Commentary: This filing is a regulatory disclosure of holdings and contains no management commentary, forward-looking guidance, or strategic outlook.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies are detailed in this text.
Investor Verification Checklist
- Verify the total aggregate value of the portfolio by summing the "Value" column, noting that this represents only the disclosed equity securities and may not reflect the company's total assets or liabilities.
- Confirm the distinction between "Sole" and "Other" voting authority to understand the extent of the company's direct control over these investments.
- Compare these holdings against the company's most recent 10-Q or 10-K to assess the proportion of the balance sheet represented by these specific equity positions.
- Review the specific ETF holdings (e.g., Avantis, Invesco, SPDR) to understand the underlying asset allocation strategy (e.g., value, international, fixed income exposure).