SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Reporting Period: Quarter ended December 31, 2023
Filing Date: January 18, 2024
Location: Novato, CA
This filing is a Form 13F Holdings Report submitted by an institutional investment manager to disclose equity securities held for accounts under its management. The report covers 218 individual holdings entries.
Key Financial Metrics
Total Reportable Assets: $1,343,910,575
Number of Holdings: 218
Other Included Managers: 0
Note: As a Form 13F filing, this document discloses portfolio holdings and aggregate value. It does not contain revenue, profit, cash flow, margins, debt, or liquidity metrics for Hennessy Advisors Inc. itself, nor does it provide a breakdown of the performance of the managed assets.
Material Changes
The filing text provided does not contain comparative data for the prior period (September 30, 2023) or a schedule of purchases and sales. Therefore, material changes in holdings or total asset value versus the prior comparable period cannot be determined from this summary page alone.
Guidance, Outlook, and Risks
This filing type does not include management commentary, forward-looking guidance, risk factors, or contingencies. It is a statutory disclosure of current holdings only.
Key Facts for Investor Verification
- Verify the total reportable asset value of approximately $1.34 billion against the firm's latest 10-K or 10-Q for context on total assets under management (AUM).
- Review the full Schedule 13F (not included in this summary) to analyze specific sector allocations and top 10 holdings.
- Confirm the filing date of January 18, 2024, to ensure the data reflects the most recent quarter-end positions.
- Note that this report excludes non-equity assets (e.g., bonds, cash, derivatives) which may constitute a portion of the firm's total AUM.