SEC Filing Summary: Bank OZK (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of the Ozarks (Bank OZK), an institutional investment manager. The report covers the quarter ended June 30, 2017, and was signed on August 1, 2017, by Jennifer Junker, Director of Trust and Wealth Management. The filing represents a holdings report for the manager's investment portfolio.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of Bank OZK itself. Consequently, the filing does not provide data on the bank's revenue, profit, cash flow, margins, debt, or liquidity.
Key portfolio metrics reported include:
- Total Portfolio Value: $280,301,000 (reported in thousands).
- Total Number of Holdings: 241 entries.
- Other Included Managers: 0.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2017) or detail specific material changes in holdings, buy/sell activity, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
This form is a statutory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, contingencies, or unusual items regarding the bank's operations or future outlook.
Investor Verification Checklist
- Verify the total portfolio value of $280.3 million against the bank's 10-Q or 10-K filings for the same period to understand the proportion of assets managed under this specific mandate.
- Review the detailed Schedule 13F (not included in this summary text) to identify the top 10 holdings and sector concentration.
- Confirm that the 241 holdings represent the complete portfolio for this specific investment manager entity, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this filing reflects the Trust and Wealth Management division's external investments, not the bank's core lending or deposit activities.