SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Palo Alto, CA. The report covers the calendar quarter ended June 30, 2014. The report was signed by Brian Dennen, Chief Compliance Officer, on July 23, 2014.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance of Wealthfront Inc. itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $1,153,404,000 (1,153,404 thousands)
- Total Number of Holdings Entries: 625
- Other Included Managers: 0
Note: This filing does not provide data on Wealthfront Inc.'s revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2014) or detail specific material changes in holdings composition versus the previous quarter. It only presents the aggregate snapshot for the current reporting period.
Guidance, Outlook, and Risks
This form is a statutory disclosure of equity holdings and does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the business operations of Wealthfront Inc.
Investor Verification Checklist
- Verify the total reported assets under management ($1.15 billion) against other regulatory filings or public disclosures for the same period.
- Confirm the list of 625 specific holdings to understand the portfolio's sector concentration and top positions.
- Note that this filing reflects the portfolio managed by Wealthfront, not the financial health of Wealthfront Corp as an operating entity.