Business Context and Reporting Period
This filing is a Form 13F-HR submitted by BANK OF MONTREAL (Canada) for the quarter ended March 31, 2014. The report discloses the institutional investment manager's holdings in U.S. equity securities. The filing covers the reporting manager and 15 other included managers, including subsidiaries such as BMO Asset Management Corp., BMO Capital Markets Corp., and BMO Harris Bank N.A.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of Montreal itself. The filing provides the following aggregate portfolio metrics:
- Total Value of Reported Holdings: $77,520,493,000 (77,520,493 thousands)
- Total Number of Holdings Entries: 11,307
- Number of Included Managers: 16 (1 primary + 15 others)
Note: Revenue, profit, margins, debt, and liquidity figures for the Bank of Montreal are not contained in this filing.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2013) or detail specific material changes in holdings volume or value. It serves as a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of securities held.
Important Facts for Investors to Verify
- Scope of Data: This document reflects only U.S. equity holdings and does not represent the Bank's total global assets, liabilities, or non-equity investments.
- Consolidated Reporting: The reported value of ~$77.5 billion aggregates holdings across 16 distinct management entities under the Bank of Montreal umbrella.
- Valuation Basis: The values reported are based on the market price of securities as of March 31, 2014, and do not reflect subsequent market movements.
- Regulatory Disclaimer: The SEC has not reviewed the accuracy or completeness of this information.