SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Capital One Financial Corp, an institutional investment manager, for the quarter ended June 30, 2020. The report was signed on August 12, 2020, by Elizabeth Sather Sabin, Vice President, Head of Investments. This filing discloses the equity securities held by the manager and includes one other included manager: United Income, Inc. (File Number 028-19007).
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance of Capital One Financial Corp. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for the company itself.
- Total Value of Reported Holdings: $738,541,000 (738,541 thousands)
- Total Number of Holdings Entries: 280
- Number of Other Included Managers: 1
Material Changes
The filing text provided does not contain comparative data for the prior period (March 31, 2020) or a breakdown of purchases and sales. Therefore, material changes in holdings versus the prior comparable period cannot be determined from this summary.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total value of reported holdings ($738.5 million) against the company's total investment portfolio to determine if this represents the full scope of their equity investments.
- Confirm the identity of the "Other Included Manager" (United Income, Inc.) to understand the scope of the consolidated reporting.
- Note that this document does not reflect Capital One Financial Corp's core banking performance; refer to Form 10-Q for revenue, earnings, and liquidity metrics.
- Check the filing date (August 12, 2020) to ensure the data reflects the most recent available quarter for the specified period.