SEC Filing Summary: Genworth Financial, Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Genworth Financial, Inc., an institutional investment manager, for the quarter ended June 30, 2007. The report was signed on August 8, 2007, by Patricia Merrill, Senior Counsel. The filing covers the investment portfolio managed by Genworth Financial, Inc. and includes one other included manager: Genworth Financial Asset Management, Inc. (File No. 28-11546).
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings and does not contain the company's own operating revenue, profit, or cash flow data. The following metrics reflect the reported investment portfolio:
- Total Portfolio Value: $2,374,501,000 (Reported as 2,374,501 in thousands).
- Total Number of Holdings: 571 distinct entries.
- Asset Class: Primarily common stock, American Depositary Receipts (ADRs), and convertible bonds.
- Top Holdings by Value (Selected):
- Express Jet Holdings Inc.: $2,876,115,000 (Note: Value appears anomalously high relative to total; likely a data entry anomaly in source or specific share class valuation).
- Sanmina Corporation: $2,714,754,000 (Note: Value appears anomalously high relative to total).
- W Holding Co. Inc: $2,456,730,000 (Note: Value appears anomalously high relative to total).
- CGI Group Inc: $1,881,359,000.
- Mitsubishi UFJ Fin Group: $1,667,505,000.
- SPDR Russell/Nomura Small Cap Japan ETF: $1,190,998,000.
- NTT DoCoMo Inc: $1,008,403,000.
- Blount International Inc: $1,240,587,000.
- Oracle Corporation: $1,233,023,000.
Note: Several individual line items in the source text list values exceeding the reported total portfolio value of $2.37 billion. This suggests potential data formatting errors in the source text provided (e.g., misalignment of columns) or specific valuation methods for certain convertible securities. The summary reflects the text as provided.
Material Changes
This filing is a quarterly snapshot and does not provide comparative data against the prior period (March 31, 2007) within the text. Therefore, material changes in holdings, buy/sell activity, or portfolio composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting manager's own business operations. The filing represents a static list of securities held at the end of the reporting period.
Investor Verification Checklist
- Portfolio Concentration: Verify the accuracy of the top holdings, as several individual positions appear to exceed the stated total portfolio value in the source text.
- Manager Scope: Confirm that the reported holdings include assets managed by the subsidiary, Genworth Financial Asset Management, Inc.
- Asset Class Mix: Review the proportion of convertible bonds versus common equity to understand the risk profile of the managed assets.
- Operational Performance: Note that this filing does not reflect Genworth Financial's own insurance or financial services performance; refer to 10-Q or 10-K filings for that data.