SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended June 30, 2023. The report was signed on August 14, 2023, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of Hilltop Holdings Inc. itself. The key metrics provided relate to the aggregate portfolio managed:
- Total Portfolio Value: $822,159,518
- Total Number of Holdings: 898 entries
- Number of Included Managers: 4
The filing text does not provide clear values for Hilltop Holdings Inc.'s own revenue, profit, margins, debt, or liquidity, as these are not required disclosures in a 13F-HR.
Material Changes
The filing text does not provide comparative data against the prior period (March 31, 2023) to determine material changes in portfolio value or composition. The document is a snapshot of holdings as of June 30, 2023, and does not include a schedule of purchases and sales or a reconciliation of changes from the previous quarter.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. Form 13F reports are strictly factual disclosures of long-term equity holdings and do not include narrative sections regarding business outlook or unusual items.
Investor Verification Checklist
- Verify the total portfolio value of $822,159,518 against the sum of individual security values in the full schedule (not included in this summary text).
- Confirm the specific equity positions and voting rights for the 898 reported entries.
- Review the separate 13F filings for the four included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) to understand the full scope of the group's investments.
- Note that this filing does not reflect Hilltop Holdings Inc.'s own financial health; refer to their 10-Q or 10-K for operating metrics.