SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2021. The report was signed on May 17, 2021, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing covers the holdings of Hilltop Holdings Inc. and includes four other affiliated managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $774,846,000 (reported in thousands).
- Total Number of Holdings Entries: 791.
- Number of Included Managers: 4 (in addition to the primary filer).
The filing text does not provide clear values for revenue, profit, cash flow, margins, debt, or liquidity, as these metrics are not required in a 13F-HR filing.
Material Changes
The filing text does not provide comparative data against the prior period (December 31, 2020) to determine material changes in holdings value or composition. The document lists the total value and entry count for the current period only.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies. It is a statutory disclosure of long-term equity securities held by the investment manager.
Key Facts for Investor Verification
- Verify the total portfolio value of $774.8 million represents the aggregate holdings of Hilltop Holdings Inc. and its four affiliated managers.
- Confirm that the 791 holdings entries reflect the complete list of reportable equity securities for the period.
- Note that this filing does not disclose the specific names of the securities held, only the aggregate count and value; the detailed schedule of holdings is typically found in the full 13F-HR submission.
- Recognize that operational financial metrics (revenue, earnings, debt) for Hilltop Holdings Inc. must be sourced from 10-Q or 10-K filings, not this 13F report.