SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended September 30, 2019. The report was signed on November 14, 2019, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity. The filing provides the following aggregate portfolio metrics:
- Total Portfolio Value: $527,042,000 (reported as 527,042 in thousands).
- Total Number of Holdings: 650 entries.
- Number of Included Managers: 4 additional managers included in this consolidated report.
The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Hilltop Holdings Inc. itself, as these metrics are not required in a 13F-HR filing.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2019) or detail specific material changes in holdings, such as purchases or sales, within the summary section provided. The document lists the total count of holdings and total value for the current period only.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It is a statutory disclosure of equity securities held.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of $527.0 million against the company's total assets to understand the proportion of assets managed in this specific portfolio.
- Consolidated Reporting: Confirm that the 650 holdings represent a consolidated view including PlainsCapital Corp, PlainsCapital Bank, and Hilltop Securities entities.
- Operating Performance: Note that operating results (revenue, earnings) are not available in this document; investors must refer to the company's 10-Q or 10-K filings for financial performance.
- Filing Date: The report was filed on November 14, 2019, which is within the standard 45-day window following the quarter-end.