SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the quarter ended June 30, 2018, and was signed on August 14, 2018. The filing includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $472,156,000 (reported as 472,156 in thousands).
- Total Number of Holdings: 640 entries.
- Number of Included Managers: 4.
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Hilltop Holdings Inc. as an operating entity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2018) or detail specific material changes in holdings, buy/sell activity, or portfolio composition versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $472.2 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the specific equity positions within the 640 reported entries to understand sector exposure.
- Review the separate 13F filings for the four included managers (PlainsCapital Corp, PlainsCapital Bank, etc.) to ensure no double-counting or overlapping reporting structures.
- Note that this filing does not reflect the operating financial health of Hilltop Holdings Inc.; refer to 10-Q/10-K filings for revenue and earnings data.